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Compliance regulations are important to understand and how each regulation may apply to an employer’s specific situation. Our team works with you to provide you with general guidelines regarding ERISA and DOL Audits. Our guidelines cover two types of plans: All ERISA plans and Health plans that include the following types of benefits: medical, dental, vision, prescription drug, etc.

Robert C Placak & Associates has created a DOL Audit Guide for Employee Benefit Plans to assist employers in preparing for an audit.